-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kf1MlaRGJXWFN8/ImPP/7eev7Nl3XoeFV0+IA36k89aV3twrznt+JE/HaGf8NAyz Ehuy2Sg+jLPl/e9FG9B9gA== 0000898822-98-000874.txt : 19980914 0000898822-98-000874.hdr.sgml : 19980914 ACCESSION NUMBER: 0000898822-98-000874 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980911 SROS: NYSE GROUP MEMBERS: AIHL INVESTMENT HOLDINGS LTD GROUP MEMBERS: ANASTA HOLDINGS LIMITED GROUP MEMBERS: FLAIR INVESTMENT HOLDINGS LIMITED GROUP MEMBERS: JOEL J. HOROWITZ GROUP MEMBERS: SPORTSWEAR HOLDINGS LIMITED GROUP MEMBERS: THOMAS J. HILFIGER GROUP MEMBERS: WESTLEIGH LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HILFIGER TOMMY CORP CENTRAL INDEX KEY: 0000888747 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44195 FILM NUMBER: 98708245 BUSINESS ADDRESS: STREET 1: 6/F PRECIOUS INDUSTRIAL CENTRE STREET 2: 18 CHEUNG YUE ST CITY: CHEUNG SHA WAN KOWLO STATE: K3 BUSINESS PHONE: 8522747798 MAIL ADDRESS: STREET 1: 25 WEST 39TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIHL INVESTMENT HOLDINGS LTD CENTRAL INDEX KEY: 0001070011 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: CRAIGMUIR CHAMBER STREET 2: P O BOX 71 BRITISH VIRGIN ISLANDS CITY: ROAD TOWN TORTOLA MAIL ADDRESS: STREET 1: CRAIGMUIR CHAMBER P O BOX 71 STREET 2: BRITISH VIRGIN ISLANDS CITY: ROAD TOWN TORTOLA STATE: D8 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) TOMMY HILFIGER CORPORATION (Name of Issuer) ORDINARY SHARES, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) G8915Z10 (CUSIP Number) JOEL J. HOROWITZ C/O TOMMY HILFIGER U.S.A., INC. 25 WEST 39TH STREET NEW YORK, NEW YORK 10018 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 7, 1998 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: [ ] (Continued on following pages) (Page 1 of 21 Pages) SCHEDULE 13D/A - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 2 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON AIHL INVESTMENT HOLDINGS LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,045,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 2 SCHEDULE 13D/A - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 3 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ANASTA HOLDINGS LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,045,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 SCHEDULE 13D - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 4 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SPORTSWEAR HOLDINGS LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,045,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 4 SCHEDULE 13D - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 5 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WESTLEIGH LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,045,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 5 SCHEDULE 13D - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 6 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FLAIR INVESTMENT HOLDINGS LIMITED - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION BRITISH VIRGIN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER -0- EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,045,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 6 SCHEDULE 13D - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 7 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THOMAS J. HILFIGER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 10,000 ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER 10,000 EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,055,930 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 7 SCHEDULE 13D - ----------------------------------------- ---------------------------------- CUSIP NO. G8915Z10 Page 8 of 21 Pages - ----------------------------------------- ---------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOEL J. HOROWITZ - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF-OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 10,600 ------------------------------------------------------------------ SHARES 8 SHARED VOTING POWER BENEFICIALLY 9,045,930 ------------------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER 10,600 EACH ------------------------------------------------------------------ REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 9,045,930 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,056,530 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, REPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 8 ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and restated as follows: This Statement (Amendment No. 2) is being filed by AIHL Investment Holdings Limited, a British Virgin Islands corporation ("Holdings"), Anasta Holdings Limited, a British Virgin Islands corporation ("Anasta"), Sportswear Holdings Limited, a British Virgin Islands corporation ("Sportswear"), Westleigh Limited, a British Virgin Islands corporation ("Westleigh"), Flair Investment Holdings Limited, a British Virgin Islands corporation ("Flair"), Thomas J. Hilfiger ("Hilfiger") and Joel J. Horowitz ("Horowitz" and, collectively with Holdings, Anasta, Sportswear, Westleigh, Flair and Hilfiger, the "Filing Persons") to amend the Statement on Schedule 13D filed with the Securities and Exchange Commission on May 18, 1998 by the Filing Persons, Pepe Jeans London Corporation, a British Virgin Islands corporation ("PJLC"), Blackwatch Investments Limited, a British Virgin Islands corporation ("Blackwatch"), and AIHL Investment Group Limited, a British Virgin Islands corporation ("AIHL" and, collectively with the Filing Persons, PJLC and Blackwatch, the "Original Filing Persons"), as amended by Amendment No. 1 thereto filed with the Securities and Exchange Commission on August 7, 1998. Holdings' principal business is investment holdings. The principal business address and the address of the principal office of Holdings is Craigmuir Chamber, P.O. Box 71, Road Town, Tortola, British Virgin Islands. Holdings is directly owned 67.9% by Sportswear, 21.825% by Hilfiger, 7.275% by Horowitz and 3% by Anasta. Anasta's principal business is investment holdings. The principal business address and the address of the principal office of Anasta is The Tropic Isle Building, P.O. Box 438, Wickhams Cay, Tortola, British Virgin Islands. The capital stock of Anasta is owned by a revocable trust, the settlor of which is Silas K.F. Chou, the Chairman of the Board of Directors of the Company. Sportswear's principal business is investment holdings. The principal business address and the address of the principal office of Sportswear is Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands. Sportswear is directly owned 50% by Westleigh and 50% by Flair. 9 Westleigh's principal business is investment holdings. The principal business address and the address of the principal office of Westleigh is Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands. Westleigh is ultimately controlled by its directors, Kuang-Piu Chao, Silas K.F. Chou, Ronald K.Y. Chao, a director of the Company, and Susana Chou. Flair's principal business is investment holdings. The principal business address and the address of the principal office of Flair is Woodbourne Hall, P.O. Box 3162, Road Town, Tortola, British Virgin Islands. Flair is a wholly-owned subsidiary of Gadwal Limited, a Hong Kong corporation ("Gadwal"). The capital stock of Gadwal is owned by a trust, of which Lawrence S. Stroll, an executive officer and director of the Company, is the beneficiary. Gadwal's principal business is investment holdings. The principal business address and the address of the principal office of Gadwal is 17/F, Princes Building, 10 Chater Road, Central, Hong Kong. Hilfiger is the Company's Honorary Chairman and Principal Designer. Horowitz is the Company's Chief Executive Officer and President. The Company designs, sources and markets men's and women's sportswear, jeanswear and childrenswear under the TOMMY HILFIGER(R) and other trademarks. The business address for Hilfiger is Tommy Hilfiger U.S.A., Inc., 485 Fifth Avenue, New York, New York 10017. The business address for Horowitz is Tommy Hilfiger U.S.A., Inc., 25 West 39th Street, New York, New York 10018. Each of Hilfiger and Horowitz is a citizen of the United States of America. Set forth in Appendix A attached hereto and incorporated herein by reference are the name, title, business address, principal occupation and address of the business in which the principal occupation is conducted, and citizenship of each executive officer and director of the Filing Persons and other entities as to which such information is required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D. During the last five years, none of the Filing Persons, or, to the knowledge of the Filing Persons, any of the persons listed on Appendix A hereto, (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby amended and restated as follows: On May 8, 1998, PJLC acquired 9,045,930 Ordinary Shares (the "Transaction Shares") in connection with its sale of all of the outstanding shares of capital stock of Pepe Jeans USA, Inc. to Tommy Hilfiger U.S.A., Inc. ("TH USA"), a wholly owned subsidiary of the Company, pursuant to a Stock Purchase Agreement, dated as of January 31, 1998, by and among the Company, TH USA, Tommy Hilfiger (Eastern Hemisphere) Limited and PJLC (the "Stock Purchase Agreement") for $730,760,000 in cash and the Transaction Shares. The Stock Purchase 10 Agreement is included as Exhibit (1) and is incorporated herein by reference. Prior to the acquisition of the Transaction Shares by PJLC, Hilfiger owned 10,000 Ordinary Shares previously acquired by him with personal funds. Prior to the acquisition by PJLC of the Transaction Shares, Horowitz owned 10,600 Ordinary Shares previously acquired by him with personal funds. On July 24, 1998, (a) PJLC transferred the Transaction Shares to Blackwatch, (b) Blackwatch transferred the Transaction Shares that it received from PJLC to AIHL and Anasta, and (c) AIHL transferred the Transaction Shares that it received from Blackwatch to Sportswear, Hilfiger and Horowitz. On September 7, 1998, Sportswear, Hilfiger, Horowitz and Anasta transferred all of the Transaction Shares held by them to Holdings. ITEM 4. PURPOSE OF THE TRANSACTION. Item 4 is hereby amended and restated as follows: PJLC acquired the Transaction Shares for investment purposes in connection with the sale of the capital stock of Pepe Jeans USA, Inc. to TH USA pursuant to the Stock Purchase Agreement. The Filing Persons contemplate that the Transaction Shares may be further transferred among the Filing Persons as permitted under the provisions of the Lock-Up Agreement described in Item 6 below. Other than as described above, none of the Filing Persons has any plan or proposal which relates to or would result in any of the transactions described in clauses (a) through (j) of Item 4 of Form 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and restated as follows: As of September 7, 1998, Holdings directly beneficially owns 9,045,930 Ordinary Shares, representing 19.3% of the outstanding Ordinary Shares. As of September 7, 1998, each of Anasta, Sportswear, Westleigh and Flair may be deemed to beneficially own 9,045,930 Ordinary Shares, representing 19.3% of the outstanding Ordinary Shares, through their respective direct or indirect ownership of the captial stock of Holdings. As of September 7, 1998, Hilfiger directly beneficially owns 10,000 Ordinary Shares and may be deemed to beneficially own an additional 9,045,930 Ordinary Shares through his direct ownership of the capital stock of Holdings together representing 19.3% of the outstanding Ordinary Shares. As of September 7, 1998, Horowitz directly beneficially owns 10,600 Ordinary Shares and may be deemed to beneficially own an additional 9,045,930 Ordinary Shares through his direct ownership of the capital stock of Holdings together representing 19.3% of the outstanding Ordinary Shares. The Filing Persons may be deemed to have shared voting power and shared dispositive power over the Transaction Shares (9,045,930 Ordinary Shares). Hilfiger has sole voting power and sole dispositive power over 10,000 Ordinary Shares. Horowitz has sole voting power and sole dispositive power over 10,600 Ordinary Shares. None of the other Filing Persons has sole voting power or sole dispositive power over any Ordinary Shares. 11 Other than as described above in Item 3, none of the Filing Persons or, to the knowledge of the Filing Persons, any of the persons listed in Appendix A hereto, has effected any transactions in the Ordinary Shares during the sixty days preceding the date of this report, except that on August 18, 1998, Mr. Ronald Chao exercised Company stock incentive plan options for 2,200 Ordinary Shares and sold such Ordinary Shares in open market transactions. Annex A hereto sets forth additional information, to the knowledge of the Filing Persons, as to the beneficial ownership of Ordinary Shares (other than the Transaction Shares) by the persons listed in Annex A. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended and restated as follows: Lock-Up Agreement. At the time that the parties entered into the Stock Purchase Agreement, PJLC, Blackwatch, AIHL, Anasta, Sportswear, Westleigh, Gadwal (which subsequently assigned its rights and obligations thereunder to Flair), Hilfiger and Horowitz entered into a Lock-Up Agreement (the "Lock-Up Agreement") with the Company. Under the Lock-Up Agreement, the Original Filing Persons agreed, with certain exceptions, that prior to May 8, 2000, they will not sell or transfer the Transaction Shares. This transfer restriction does not apply to (1) sales or transfers of 3% of the Transaction Shares (i) to another Original Filing Person or a permitted transferee thereof or (ii) to any person or entity so long as Anasta beneficially owns such shares following the sale or transfer, (2) sales or transfers of the remaining 97% of the Transaction Shares so long as following such sale or transfer such Transaction Shares are beneficially owned 22.5% by Hilfiger, 7.5% by Horowitz, 35% by Westleigh and 35% by Flair, (3) sales or transfers upon Hilfiger's or Horowitz's death or incapacity to their respective legal or personal representatives and (4) transfers or sales in connection with a merger, consolidation or other business combination of the Company. The Original Filing Persons also agreed in the Lock-Up Agreement, subject to certain exceptions, that from May 8, 2000 until May 8, 2003 they will not sell or transfer the Transaction Shares to any person or entity who would, to such Original Filing Person's knowledge, beneficially own, immediately following the sale or transfer, 5% or more of the then outstanding Ordinary Shares. In connection with the transfers to Holdings described above in Item 3 and in accordance with the terms of the Lock-Up Agreement with respect to permitted transfers, Holdings agreed to be bound by the terms and provisions of the Lock-Up Agreement. The provisions of the Lock-Up Agreement providing for the restriction on transfers through May 8, 2000 and the permitted exceptions described above may be amended only with the approval of a majority of votes cast at a meeting of shareholders of the Company (excluding the votes cast by the Original Filing Persons and their affiliates). The Lock-Up Agreement is included as Exhibit (2) and is incorporated herein by reference. Registration Rights Agreement. On May 8, 1998, the Original Filing Persons entered into a Registration Rights Agreement (the "Registration Rights Agreement") with the Company. Under the Registration Rights Agreement, the Original Filing Persons, along with their successors and permitted transferees (including Holdings) under the Lock-Up Agreement (collectively, the "Holders") will have the right to require the Company to register sales by the Holders of the Transaction Shares after May 8, 2000. The Holders are limited to a total of four such demand registrations. Any demand registration must include at least 1,000,000 Transaction Shares (subject to adjustment for stock splits and similar actions involving the Ordinary Shares). In addition, if following May 8, 2000, the Company proposes to file a registration statement under the Securities Act of 1933, as amended, that would also permit registration of the Transaction Shares (with certain exceptions), then the Company will provide the Holders an opportunity to register their Transaction Shares in connection with such registration. The 12 Registration Rights Agreement is filed as Exhibit (3) hereto and is incorporated herein by reference. On September 7, 1998, Anasta, Sportswear, Hilfiger and Horowitz (the "Holdings Shareholders") entered into a Shareholders' and Voting Agreement (the Shareholders Agreement") with Holdings. Pursuant to the Shareholders Agreement, the Holdings Shareholders agreed, among other things, (i) to vote the shares of capital stock of Holdings owned by them to cause to be effected certain agreements concerning the corporate governance of Holdings and (ii) not to cause or allow Holdings to take any action requiring shareholder approval without the unanimous consent of all of the Holdings Shareholders. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. (1) Stock Purchase Agreement, dated as of January 31, 1998, by and among the Company, TH USA, Tommy Hilfiger (Eastern Hemisphere) Limited and PJLC (incorporated by reference to Annex A to the Proxy Statement of the Company dated March 30, 1998, filed with the Securities and Exchange Commission on March 30, 1998). (2) Lock-Up Agreement, dated as of January 31, 1998, by and among the Company, PJLC, Blackwatch, AIHL, Anasta, Sportswear, Westleigh, Flair (as assignee of Gadwal), Hilfiger and Horowitz (incorporation by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K dated April 1, 1998, filed with the Securities and Exchange Commission on April 1, 1998). (3) Registration Rights Agreement, dated as of May 8, 1998, by and among the Company and the Original Filing Persons (previously filed). (4) Joint Filing Agreement. 13 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. September 7, 1998 AIHL INVESTMENT HOLDINGS LIMITED ANASTA HOLDINGS LIMITED SPORTSWEAR HOLDINGS LIMITED WESTLEIGH LIMITED FLAIR INVESTMENT HOLDINGS LIMITED THOMAS J. HILFIGER JOEL J. HOROWITZ By: AIHL INVESTMENT HOLDINGS LIMITED By: /s/ Silas K. F. Chou* Name: Silas K. F. Chou Title: Chief Executive Officer and Director * For each of the Filing Persons pursuant to the Joint Filing Agreement dated September 7, 1998 14 Annex A The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director and executive officer of AIHL Investment Holdings Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Silas K.F. Chou CEO Novel Enterprises Ltd. Director and Tommy Hilfiger Corporation Portugal and Director 12/F, Novel Industrial Bldg. Executive 6/F, Precious Industrial Centre 850-870 Lai Chi Kok Road Officer of the Cheung Sha Wan, Kowloon Cheung Sha Wan, Kowloon Company Hong Kong Hong Kong Director and Novel Enterprises Ltd. Executive 12/F, Novel Industrial Bldg. Officer of Novel 850-870 Lai Chi Kok Road Enterprises Cheung Sha Wan, Kowloon Limited Hong Kong Lawrence S. Stroll Chairman Pepe Group Limited Director and Tommy Hilfiger Corporation Canada and Director c/o Godley & Company Executive 6/F, Precious Industrial Centre 6 Park Lane Officer of the Cheung Sha Wan, Kowloon Wembley Company Hong Kong Middlesex, UK HA9 7RP Thomas J. Hilfiger Vice Chairman Tommy Hilfiger U.S.A., Inc. Director and Tommy Hilfiger Corporation United and Director 485 Fifth Avenue Executive 6/F, Precious Industrial Centre States New York, NY 10017 Officer of the Cheung Sha Wan, Kowloon Company Hong Kong Joel J. Horowitz President Tommy Hilfiger U.S.A., Inc. Director and Tommy Hilfiger Corporation United and Director 25 West 39th Street Executive 6/F, Precious Industrial Centre States New York, NY 10018 Officer of the Cheung Sha Wan, Kowloon Company Hong Kong Benjamin M.T. Ng* Executive Tommy Hilfiger U.S.A., Inc. Director and Tommy Hilfiger Corporation United Vice 485 Fifth Avenue Executive 6/F, Precious Industrial Centre States President New York, NY 10017 Officer of the Cheung Sha Wan, Kowloon and Director Company Hong Kong Lester M.Y. Ma* Treasurer Novel Enterprises Ltd. Director and Novel Enterprises Ltd. Great 12/F, Novel Industrial Bldg. Executive 12/F, Novel Industrial Bldg. Britain (HK) 850-870 Lai Chi Kok Road Officer of Novel 850-870 Lai Chi Kok Road Cheung Sha Wan, Kowloon Enterprises Cheung Sha Wan, Kowloon Hong Kong Limited Hong Kong - ---------- * See Notes to Annex A 15
The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director and executive officer of Anasta Holdings Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Gath A.T. Hewlett Vice Hamilton Trust and Corporate Hamilton Trust and Great President, Management Company Manager of Management Company Britain Treasurer The Tropic Isle Building Hamilton Trust The Tropic Isle Building and Director P.O. Box 438 and Management P.O. Box 438 Wickhams Cay, Tortola Company Wickhams Cay, Tortola British Virgin Islands British Virgin Islands Merthlyn Penn Director Hamilton Trust and Corporate Hamilton Trust and Great Management Company Manager of Management Company Britain The Tropic Isle Building Hamilton Trust The Tropic Isle Building P.O. Box 438 and Management P.O. Box 438 Wickhams Cay, Tortola Company Wickhams Cay, Tortola British Virgin Islands British Virgin Islands Linda Massac President Hamilton Trust and Corporate Hamilton Trust and Great and Director Management Company Manager of Management Company Britain The Tropic Isle Building Hamilton Trust The Tropic Isle Building P.O. Box 438 and Management P.O. Box 438 Wickhams Cay, Tortola Company Wickhams Cay, Tortola British Virgin Islands British Virgin Islands
16 The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director and executive officer of Sportswear Holdings Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Silas K.F. Chou President, Novel Enterprises Ltd. Director and Tommy Hilfiger Corporation Portugal Treasurer 12/F, Novel Industrial Bldg. Executive 6/F, Precious Industrial Centre and Director 850-870 Lai Chi Kok Road Officer of the Cheung Sha Wan, Kowloon Cheung Sha Wan, Kowloon Company Hong Kong Hong Kong Director and Novel Enterprises Ltd. Executive 12/F, Novel Industrial Bldg. Officer of Novel 850-870 Lai Chi Kok Road Enterprises Cheung Sha Wan, Kowloon Limited Hong Kong Lawrence S. Stroll Vice Pepe Group Limited Director and Tommy Hilfiger Corporation Canada President, c/o Godley & Company Executive 6/F, Precious Industrial Centre Managing 6 Park Lane Officer of the Cheung Sha Wan, Kowloon Director and Wembley Company Hong Kong Director Middlesex, UK HA9 7RP Ronald K.Y. Chao* Director Novel Enterprises Ltd. Director and Novel Enterprises Ltd. Great 12/F, Novel Industrial Bldg. Executive 12/F, Novel Industrial Bldg. Britain (HK) 850-870 Lai Chi Kok Road Officer of Novel 850-870 Lai Chi Kok Road Cheung Sha Wan, Kowloon Enterprises Cheung Sha Wan, Kowloon Hong Kong Limited Hong Kong Leo Stroll Director Tommy Hilfiger Canada Director and Tommy Hilfiger Canada Inc. Canada Inc. Executive 7077, avenue du Parc 7077, avenue du Parc Officer of Tommy Suite #502 Suite #502 Hilfiger Canada Montreal, Quebec Montreal, Quebec Inc. Canada H3N 1X7 Canada H3N 1X7
- ---------- * See Notes to Annex A 17 The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director of Westleigh Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Kuang-Piu Chao Director 12/F, Novel Industrial Director and 12/F, Novel Industrial Building China Building Executive 850-870 Lai Chi Kok Road 850-870 Lai Chi Kok Road Officer of Novel Cheung Sha Wan, Kowloon Cheung Sha Wan, Kowloon Enterprises Hong Kong Hong Kong Limited Silas K.F. Chou Director Novel Enterprises Ltd. Director and Tommy Hilfiger Corporation Portugal 12/F, Novel Industrial Bldg. Executive 6/F, Precious Industrial Centre 850-870 Lai Chi Kok Road Officer of the Cheung Sha Wan, Kowloon Cheung Sha Wan, Kowloon Company Hong Kong Hong Kong Director and Novel Enterprises Ltd. Executive 12/F, Novel Industrial Bldg. Officer of Novel 850-870 Lai Chi Kok Road Enterprises Cheung Sha Wan, Kowloon Limited Hong Kong Ronald K.Y. Chao* Director Novel Enterprises Ltd. Director and Novel Enterprises Ltd. Great 12/F, Novel Industrial Bldg. Executive 12/F, Novel Industrial Building Britain (HK) 850-870 Lai Chi Kok Road Officer of Novel 850-870 Lai Chi Kok Road Cheung Sha Wan, Kowloon Enterprises Cheung Sha Wan, Kowloon Hong Kong Limited Hong Kong Susana Chou Director Avenida de Vendeslau de Director and Novel Enterprises Ltd. Portugal Morais Executive 12/F, Novel Industrial Building No. 181-183 Edificio Officer of 850-870 Lai Chi Kok Road Industrial Va Novel Cheung Sha Wan, Kowloon Meng, Enterprises Hong Kong 1 Andar, Macau Limited
- ---------- * See Notes to Annex A 18 The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director of Flair Investment Holdings Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Lawrence S. Stroll Director Pepe Group Limited Director and Tommy Hilfiger Corporation Canada c/o Godley & Company Executive 6/F, Precious Industrial Centre 6 Park Lane Officer of the Cheung Sha Wan, Kowloon Wembley Company Hong Kong Middlesex, UK HA9 7RP Marcos Romagosa* Director IMG (Monaco) Officer of IMG IMG (Monaco) Spain Est-Ouest (Monaco) Est-Ouest 24, Blvd. Princess Charlotte 24, Blvd. Princess Charlotte Monte-Carlo Monte-Carlo MC 98000 Monaco MC 98000 Monaco John Palliser* Director IMG (Monaco) Officer of IMG IMG (Monaco) Great Est-Ouest (Monaco) Est-Ouest Britain 24, Blvd. Princess Charlotte 24, Blvd. Princess Charlotte Monte-Carlo Monte-Carlo MC 98000 Monaco MC 98000 Monaco
- ---------- * See Notes to Annex A 19 The name, title, business address, present principal occupation and the address of business in which the principal occupation is conducted, and citizenship of each director of Gadwal Limited, are set forth below.
PRESENT ADDRESS OF BUSINESS PRINCIPAL IN WHICH PRINCIPAL NAME TITLE BUSINESS ADDRESS OCCUPATION OCCUPATION CONDUCTED CITIZENSHIP Lawrence S. Stroll Director Pepe Group Limited Director and Tommy Hilfiger Corporation Canada c/o Godley & Company Executive 6/F, Precious Industrial Centre 6 Park Lane Officer of the Cheung Sha Wan, Kowloon Wembley Company Hong Kong Middlesex, UK HA9 7RP Jonathan J. Robinson Director Robinson Sheppard Shapiro Attorney Robinson Sheppard Shapiro Canada Stock Exchange Tower Stock Exchange Tower 800 Place Victoria 800 Place Victoria Suite 4700 Suite 4700 Montreal, Quebec, Montreal, Quebec, Canada H4Z 1H6 Canada H4Z 1H6
20 Notes to Annex A 1. Mr. Ng has the right to acquire beneficial ownership of 153,070 Ordinary Shares pursuant to currently exercisable stock options previously granted to him under the Company's stock incentive plans. 2. Mr. Ma has the right to acquire beneficial ownership of 7,000 Ordinary Shares pursuant to currently exercisable stock options previously granted to him under the Company's stock incentive plans. 3. Mr. Chao has the right to acquire beneficial ownership of 2,800 Ordinary Shares pursuant to currently exercisable stock options previously granted to him under the Company's stock incentive plans. "Currently exercisable options" for the purposes of the above include options becoming vested and exercisable within 60 days from the date of this report. 4. As of August 31, 1998, Messrs. Romagosa and Palliser may be deemed to beneficially own 9,200 Ordinary Shares held by various investment companies of which they serve as directors. 21 EX-99 2 EXHIBIT 4 - JOINT FILING AGREEMENT Exhibit 4 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the ordinary shares, par value $.01 per share, of Tommy Hilfiger Corporation, and further agree that this Joint Filing Agreement be included as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement. September 7, 1998 AIHL INVESTMENT HOLDINGS LIMITED By: /s/ Silas K.F. Chou Name: Silas K.F. Chou Title: Chief Executive Officer and Director ANASTA HOLDINGS LIMITED By: /s/ Gath A.T. Hewlett Name: Gath A.T. Hewlett Title: Vice-President/Director SPORTSWEAR HOLDINGS LIMITED By: /s/ Silas K.F. Chou Name: Silas K.F. Chou Title: President, Treasurer and Director WESTLEIGH LIMITED By: /s/ Silas K.F. Chou Name: Silas K.F. Chou Title: Director FLAIR INVESTMENT HOLDINGS LIMITED By: /s/ Lawrence S. Stroll Name: Lawrence S. Stroll Title: Director /s/ Thomas J. Hilfiger Thomas J. Hilfiger /s/ Joel J. Horowitz Joel J. Horowitz 2 -----END PRIVACY-ENHANCED MESSAGE-----